Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Connie? Claim Your ProfileConnie Lynn Higgins is a financial advisor with Raymond James Financial Services, Inc. based in Wausau, Wisconsin. Connie has been in the financial industry since March 15, 2001. Prior to joining Raymond James, Connie was a financial advisor with COMMONWEALTH FINANCIAL NETWORK and LINSCO/PRIVATE LEDGER CORP. Connie is registered to conduct business in Iowa and Wisconsin. Connie has passed the Series 7, Series 63 and the SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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WI
09/11/2023 - Present
Raymond James Financial Services, Inc. (Wausau WI)
WI
08/02/2004 - 09/12/2023
COMMONWEALTH FINANCIAL NETWORK (WAUSAU WI)
SC
03/15/2001 - 08/06/2004
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
BC
Issued 03/28/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/14/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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