Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Connie? Claim Your ProfileConnie L. Rather is a registered representative with J.P. Morgan Securities LLC. Connie has been in the financial services industry since 2007 and has experience in investments and financial planning. Connie has a Series 6, Series 63 and Series 6TO licenses and a SIE certificate. Connie's previous employers include Chase Investment Services Corp. and Banc One Securities Corporation. Connie specializes in providing financial advice to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
AZ
10/20/2020 - Present
J.p. Morgan Securities LLC (LAKE HAVASU CITY AZ)
AZ
10/01/2012 - 12/31/2013
J.P. MORGAN SECURITIES LLC (PARKER AZ)
AZ
07/06/2005 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (PARKER AZ)
IL
03/20/2000 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
BC
Issued 10/30/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/20/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/08/2020
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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