Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Connie? Claim Your ProfileConnie Kent Hayes is a financial advisor with J.p. Morgan Securities LLC. Connie has been in the financial services industry since 2002. She has a Series 7, Series 63 and Series 66 license. Connie is registered in all 50 states and the District of Columbia. She is a registered Investment Advisor in Georgia, Louisiana, North Carolina, Ohio, and Texas. Connie has held previous positions at UBS Financial Services Inc. and Credit Suisse Securities (USA) LLC. She is committed to providing her clients with personalized financial advice and strategies. Connie specializes in working with high-net-worth individuals, corporations and businesses, pension and profit-sharing plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
GA
08/01/2019 - Present
J.p. Morgan Securities LLC (ATLANTA GA)
GA
08/11/2016 - 02/12/2019
UBS FINANCIAL SERVICES INC. (ATLANTA GA)
GA
03/20/2006 - 05/10/2016
CREDIT SUISSE SECURITIES (USA) LLC (ATLANTA GA)
AL
03/12/2002 - 10/20/2004
STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)
BOTH
Issued 07/29/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/08/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/2002
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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