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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Connie? Claim Your ProfileConnie McLaughlin is a financial advisor with over 40 years of experience in the financial services industry. Connie is a Certified Financial Planner™ professional and holds Series 7, 24, 5, 31, and 63 licenses, as well as the SIE exam credential. She is also registered with LPL Financial LLC and holds a Uniform Investment Adviser Law Examination (Series 65) license. Connie has worked with LPL Financial LLC since May 1995 and has a previous employment history with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Bateman Eichler, Hill Richards, Incorporated. Connie McLaughlin's experience and credentials allow her to provide a wide range of financial services to individuals, families, and businesses. Connie McLaughlin specializes in financial planning, portfolio management, retirement planning, college savings planning, and estate planning. Connie is committed to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
03/22/2013 - Present
LPL Financial LLC (DENTON TX)
NY
12/04/1979 - 06/08/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
09/05/1979 - 11/12/1979
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
IA
Issued 11/01/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/03/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/04/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 02/25/1983
Series 5 - Interest Rate Options Examination
BC
Issued 08/18/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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