Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Connie? Claim Your ProfileConnie Polaha is a financial professional with over 20 years of experience in the industry. Connie is currently registered with The Strategic Financial Alliance, Inc. and has a Series 63, Series 7, and SIE licenses. Connie has previously been registered with Janney Montgomery Scott LLC, LPL Financial Corporation, and Valley National Investments, Inc. Connie specializes in working with high-net-worth individuals, corporations, and individuals other than high-net-worth. Connie focuses on providing financial planning, portfolio management, and educational seminars to her clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
PA
07/14/2009 - Present
THE Strategic Financial Alliance, Inc. (BETHLEHEM PA)
PA
05/02/2008 - 07/02/2009
JANNEY MONTGOMERY SCOTT LLC (BETHLEHEM PA)
SC
12/03/2007 - 04/22/2008
LPL FINANCIAL CORPORATION (FORT MILL SC)
PA
03/31/1999 - 11/29/2007
VALLEY NATIONAL INVESTMENTS, INC. (BETHLEHEM PA)
BC
Issued 05/12/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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