Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Connie? Claim Your ProfileConnie Charlotte Grey is a registered investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Connie has been in the industry for over 30 years and has a wide range of experience, including experience at PNC Investments and NatCity Investments. Connie has a broad range of licenses and certifications, including Series 3, 4, 7, 9, 10, 24, 51, 52, 53, 63 and 65. Connie also has a strong track record of providing investment advice to a variety of clients, including high-net-worth individuals, corporations, and pension and profit-sharing plans. Connie is committed to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KY
09/12/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LOUISVILLE KY)
IN
11/13/2009 - 05/27/2015
PNC INVESTMENTS (INDIANAPOLIS IN)
IN
11/18/2002 - 11/13/2009
NATCITY INVESTMENTS, INC. (INDIANAPOLIS IN)
NY
08/22/1989 - 11/15/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 08/21/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/13/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/16/2007
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/08/2005
Series 4 - Registered Options Principal Examination
BC
Issued 05/01/2004
Series 24 - General Securities Principal Examination
BC
Issued 06/20/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 07/05/2019
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/1989
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Connie Grey is the right advisor for you? Invested Better is here to help.
