Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Conni? Claim Your ProfileConni McEwen is a financial advisor with over 20 years of experience in the industry. Conni is currently registered with Schwab Wealth Advisory, Inc. in Indiana and Texas. Conni has previously worked with J.P. Morgan Securities LLC, Chase Investment Services Corp., Fidelity Brokerage Services LLC, Raymond James & Associates, Inc., Prudential Securities Incorporated, and McDonald Investments Inc. Conni holds the Series 66, Series 7, Series 9, Series 10, and Series 24 licenses. Conni is also a Certified Financial Planner. Conni is a member of the Girl Scouts of Central Indiana Finance Committee. Conni specializes in financial planning, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Swa program paid by wrap sponsor pursuant to cost plan formula.
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2
IN
01/03/2023 - Present
Schwab Wealth Advisory, Inc. (Indianapolis IN)
IN
10/01/2012 - 08/07/2022
J.P. MORGAN SECURITIES LLC (INDIANAPOLIS IN)
IN
05/21/2008 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (INDIANAPOLIS IN)
IN
08/03/2005 - 05/14/2008
FIDELITY BROKERAGE SERVICES LLC (INDIANAPOLIS IN)
FL
05/23/2003 - 05/19/2005
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
NY
03/31/2003 - 05/13/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
OH
05/21/2002 - 01/24/2003
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
BOTH
Issued 09/19/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/30/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/16/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/17/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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