Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Conni? Claim Your ProfileConni Wise is a financial advisor with over 25 years of experience in the industry. She currently works with Wells Fargo Clearing Services, LLC, which is located in Corpus Christi, TX. Conni Wise has a strong history of working with a wide range of clients including individuals, families, and businesses. She is a registered representative of FINRA and holds a Series 7, Series 63, and Series 65 licenses. Conni Wise has previously worked with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, UBS PAINEWEBBER INC., and PRUDENTIAL SECURITIES INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
12/16/2016 - Present
Wells Fargo Clearing Services, LLC (CORPUS CHRISTI TX)
TX
08/12/2002 - 12/19/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CORPUS CHRISTI TX)
NJ
09/27/1996 - 08/13/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
06/28/1995 - 10/01/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 07/12/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/05/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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