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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Conner? Claim Your ProfileConner Wilson Ascher is a financial advisor registered with Alliancebernstein LP. Conner has been working in the financial services industry since 2011 and has experience with various firms including Roth Capital Partners, LLC and William Blair. Conner is a registered representative with the State of California and holds the Series 7, 7TO, 55, 63, and 66 licenses. Conner specializes in working with a variety of clients including high-net-worth individuals, investment companies, corporations, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
CA
02/21/2023 - Present
Alliancebernstein LP (Los Angeles CA)
IL
08/21/2017 - 05/08/2018
WILLIAM BLAIR (CHICAGO IL)
CA
01/02/2013 - 07/28/2016
ROTH CAPITAL PARTNERS, LLC (NEWPORT BEACH CA)
CA
07/14/2011 - 09/18/2012
ROTH CAPITAL PARTNERS, LLC (NEWPORT BEACH CA)
BOTH
Issued 01/06/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/07/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/08/2023
Series 7TO - General Securities Representative Examination
BC
Issued 05/08/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2015
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/13/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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