Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Conner? Claim Your ProfileConner Taplin Romeyn is a financial professional with experience in the investment banking industry. Conner has been active in the industry since August 14, 2017. Conner is currently registered with Houlihan Lokey Capital, Inc. and is licensed in New York. Conner holds the Series 63, Series 79, and SIE licenses. Previously, Conner was employed with Houlihan Lokey Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
12/15/2021 - Present
Houlihan Lokey Capital, Inc. (NEW YORK NY)
NY
08/15/2017 - 04/19/2024
HOULIHAN LOKEY ADVISORS, LLC (NEW YORK NY)
BC
Issued 12/30/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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