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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Conner? Claim Your ProfileConner Neal is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc., working in the Dallas, TX office. Conner specializes in providing investment advice to a wide range of clients, including individuals, businesses, corporations, charitable organizations, and insurance companies. Conner has been in the industry since 2016, working with multiple organizations including Goldman Sachs & Co. LLC and United Capital Financial Advisers. Conner has a Series 7, 63 and 65 licenses and is registered with FINRA, and is registered to conduct business in all 50 states, as well as Puerto Rico and the Virgin Islands. Conner is dedicated to providing personalized financial advice that meets the unique needs of each client.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
06/22/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (DALLAS TX)
TX
09/02/2023 - 12/01/2023
GOLDMAN SACHS & CO. LLC (Irving TX)
IA
Issued 06/20/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/12/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/01/2023
Series 7TO - General Securities Representative Examination
BC
Issued 05/04/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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