Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Conner? Claim Your ProfileConner Robert Swanson is a financial advisor at Stifel, Nicolaus & Company, Inc., a firm with a national reach. Conner has a broad background in financial services, holding registrations in several states and holding Series 50, 52TO, and 63 licenses, Conner is equipped to provide a wide range of financial advice. He specializes in several areas of financial planning, including securities, municipal advisor, and investment advisory services. Conner joined Stifel, Nicolaus & Company, Inc. on February 15, 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
02/15/2021 - Present
Stifel, Nicolaus & Company, Inc. (KANSAS CITY MO)
BC
Issued 04/23/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/29/2021
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 02/15/2021
Series 52TO - Municipal Securities Representative Examination
BC
Issued 11/16/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
Not sure Conner Swanson is the right advisor for you? Invested Better is here to help.
