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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Conner? Claim Your ProfileConner Jefferson Pendley is an investment advisor representative with Fidelity Personal And Workplace Advisors. Conner is a registered representative with FINRA, and holds Series 63, 65, 7TO, and 6TO securities licenses. Conner has been in the securities industry since 2021 and has worked for Northwestern Mutual Investment Services, LLC and Fidelity Investments. Conner is registered to provide investment advisory services in California and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
09/27/2023 - Present
Fidelity Personal AND Workplace Advisors (SEAL BEACH CA)
CA
10/21/2021 - 12/13/2021
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Santa Monica CA)
IA
Issued 06/30/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/08/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/21/2021
Series 7TO - General Securities Representative Examination
BC
Issued 07/26/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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