Unclaimed
Conner Johnson is a financial professional with over eight years of experience in the financial industry. Conner is currently registered with Jonestrading, a firm based in Thousand Oaks, CA. Before joining Jonestrading, Conner worked at HOVDE GROUP, LLC, and IMPERIAL CAPITAL, LLC. Conner has a broad range of experience and holds several licenses, including Series 7, Series 55, Series 57TO, and Series 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
05/21/2018 - Present
Jonestrading (Thousand Oaks CA)
IL
11/03/2017 - 05/24/2018
HOVDE GROUP, LLC (INVERNESS IL)
CA
02/27/2017 - 10/13/2017
IMPERIAL CAPITAL, LLC (LOS ANGELES CA)
CA
10/01/2015 - 01/06/2017
JONESTRADING (WESTLAKE VILLAGE CA)
BC
Issued 11/25/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/2016
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/01/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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