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Conner Alan Hawes

Capstone Partners

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About Conner Alan Hawes

Conner Alan Hawes is a financial professional with experience in the investment banking industry. Conner joined Capstone Partners in June 2023. Prior to joining Capstone Partners, Conner worked for Capstone Headwaters in Boston, MA, from January 2019 to April 2021. Conner holds the Series 79 and SIE licenses.

Firm Information

Conner Hawes is currently registered with Capstone Partners. Capstone Partners is a Limited Liability Company formed on April 8, 2004. The firm is registered with the SEC and in 15 states including Arizona, California, Colorado, Florida, Idaho, Illinois, Louisiana, Massachusetts, Michigan, New York, Ohio, Oregon, Pennsylvania, Texas, and Virginia.

Not reported

Assets Under Management

Not reported

Total Clients

89

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Conner Hawes’s Registration & Firm History

CO

06/15/2023 - Present

Capstone Partners (Denver CO)

MA

01/24/2019 - 04/13/2021

CAPSTONE HEADWATERS (BOSTON MA)

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Licenses & Designations

BC

Issued 01/25/2019

SIE - Securities Industry Essentials Examination

BC

Issued 01/24/2019

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Conner Alan Hawes.
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