linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Cong Tien Duong

Transamerica Financial Advisors, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Cong? Claim Your Profile

About Cong Tien Duong

Cong Tien Duong is a financial advisor at Transamerica Financial Advisors, Inc. Cong has been in the financial services industry since 1997. Cong is registered with the state of California. Cong also holds the Series 6, Series 26, and Series 63 securities licenses. Cong specializes in providing financial advice to individuals and businesses. Cong has been with Transamerica Financial Advisors, Inc. since 2012. Prior to that, Cong worked at World Group Securities, Inc. and WMA Securities, Inc.

Firm Information

Cong Duong is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Cong Duong’s Registration & Firm History

CA

08/03/2021 - Present

Transamerica Financial Advisors, Inc. (WESTMINSTER CA)

CA

01/06/2012 - 08/02/2021

TRANSAMERICA FINANCIAL ADVISORS, INC (WESTMINSTER CA)

CA

04/12/2002 - 01/06/2012

WORLD GROUP SECURITIES, INC. (WESTMINSTER CA)

GA

09/11/1997 - 04/12/2002

WMA SECURITIES, INC. (DULUTH GA)

Not sure if Cong Tien Duong is right for you?

Licenses & Designations

BC

Issued 07/24/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/04/1998

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/10/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Cong Tien Duong. Review regulatory record here.
Not sure if Cong Tien Duong is right for you?