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Cong Danh Nguyen

Jefferies LLC

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About Cong Danh Nguyen

Cong Danh Nguyen is a financial professional with over 20 years of experience in the industry. Cong Danh Nguyen is currently registered with Jefferies LLC and holds a Series 79TO, Series 63 and SIE licenses. Cong Danh Nguyen is based in Houston, TX.

Firm Information

Cong Nguyen is currently registered with Jefferies LLC. Jefferies LLC is a Limited Liability Company formed on March 1, 2013, operating in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are approved by the SEC and hold active registrations in all 53 jurisdictions.

Not reported

Assets Under Management

Not reported

Total Clients

446

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Cong Nguyen’s Registration & Firm History

TX

07/19/2023 - Present

Jefferies LLC (HOUSTON TX)

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Licenses & Designations

BC

Issued 07/23/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/18/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 05/20/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Cong Danh Nguyen.
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