Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Confrence? Claim Your ProfileConfrence Godwin Gbaje is an Investment Advisor Representative with A.g.p. / Alliance Global Partners, a firm based in Westport, Connecticut. Confrence has been in the industry since May 10, 1994. Confrence has passed the Uniform Investment Adviser Law Examination (Series 65) and the Uniform Securities Agent State Law Examination (Series 63) and holds licenses in several states. Prior to joining A.g.p. / Alliance Global Partners, Confrence Godwin Gbaje worked at AEGIS CAPITAL CORP. in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Sub-adviser of pooled investment vehicle charges a performance f
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2
NY
03/04/2022 - Present
A.g.p. / Alliance Global Partners (New York NY)
NY
03/23/2010 - 03/17/2022
AEGIS CAPITAL CORP. (NEW YORK NY)
NY
03/20/2007 - 03/29/2010
GUNNALLEN FINANCIAL, INC (NEW YORK NY)
NY
10/23/2002 - 04/13/2007
MAXIM GROUP LLC (NEW YORK NY)
NY
12/18/2000 - 10/23/2002
INVESTEC ERNST & COMPANY (NEW YORK NY)
NY
10/08/1996 - 12/18/2000
GKN SECURITIES CORP. (NEW YORK NY)
NY
01/15/1996 - 10/03/1996
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
NY
03/02/1995 - 01/22/1996
LEW LIEBERBAUM & CO., INC. (GARDEN CITY NY)
NY
03/30/1994 - 09/23/1994
A. R. BARON & CO., INC. (NEW YORK NY)
NY
09/08/1993 - 01/06/1994
EMANUEL AND COMPANY (NEW YORK NY)
IA
Issued 09/01/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/09/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/12/1997
Series 24 - General Securities Principal Examination
BC
Issued 12/01/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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