Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Condolee? Claim Your ProfileCondolee Gilliam is a registered investment advisor with UBS Financial Services Inc. Condolee has been working in the financial industry since 1982. Condolee is registered with the state of Tennessee as a Broker-Dealer and Investment Advisor Representative. Condolee is also registered with the state of Texas as an Investment Advisor Representative. Condolee has been registered with UBS Financial Services Inc since 2009. Condolee previously worked for CITIGROUP GLOBAL MARKETS INC., E. F. HUTTON & COMPANY INC, and DIVERSIFIED SECURITIES, INCORPORATED. Condolee is also licensed with the state of Tennessee for Series 63 and 65. Condolee is also licensed with the state of Tennessee for the Series 7 and SIE exams. Condolee specializes in providing financial planning and investment advice to individuals, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TN
03/20/2019 - Present
UBS Financial Services Inc. (NASHVILLE TN)
TN
12/12/1983 - 03/12/2009
CITIGROUP GLOBAL MARKETS INC. (NASHVILLE TN)
NA
04/21/1982 - 12/06/1983
E. F. HUTTON & COMPANY INC
NA
01/20/1982 - 08/03/1982
DIVERSIFIED SECURITIES, INCORPORATED
IA
Issued 6/28/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 5/29/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/1981
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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