Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Conan? Claim Your ProfileConan Leon is a financial advisor with Wells Fargo Securities, LLC. Conan has been working in the industry since 2017 and is registered with the Financial Industry Regulatory Authority (FINRA) as a general securities representative. Conan has a strong background in research, having passed both the Series 86 and Series 87 exams. Prior to joining Wells Fargo Securities, LLC, Conan has worked at Wolfe Research Securities, Macquarie Capital (USA) Inc., Instinet, LLC and Nomura Securities International, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
02/22/2024 - Present
Wells Fargo Securities, LLC (New York NY)
NY
03/24/2020 - 07/25/2022
WOLFE RESEARCH SECURITIES (New York NY)
NY
11/01/2019 - 03/24/2020
MACQUARIE CAPITAL (USA) INC. (NEW YORK NY)
NY
11/14/2016 - 10/28/2019
INSTINET, LLC (NEW YORK NY)
NY
05/13/2016 - 11/14/2016
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
BC
Issued 05/21/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/2016
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 07/15/2016
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 05/13/2016
Series 7 - General Securities Representative Examination
Active
Inactive
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BOX Exchange LLC
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Cboe BYX Exchange, Inc.
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Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
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Cboe Exchange, Inc.
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FINRA
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Investors' Exchange LLC
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Long-Term Stock Exchange, Inc.
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MEMX LLC
M
MIAX Emerald, LLC
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MIAX PEARL, LLC
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Miami International Securities Exchange, LLC
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NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
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Nasdaq ISE, LLC
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Nasdaq MRX, LLC
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Nasdaq PHLX LLC
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Nasdaq Stock Market
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New York Stock Exchange
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