Unclaimed
Comer Woodruff is a registered representative with Synovus Securities, Inc. Comer is also a Registered Investment Advisor. Comer Woodruff has been in the securities industry since 2008. Comer has held previous positions with Thornburg Securities Corporation, VOYA INVESTMENTS DISTRIBUTOR, LLC, ALPS DISTRIBUTORS, INC., John Hancock Distributors LLC, UBS Financial Services Inc. and Putnam Retail Management Limited Partnership. Comer has passed the Series 6, Series 7, Series 63, and Series 66 examinations. Comer Woodruff specializes in providing financial planning services, educational seminars, publication of periodicals, selection of other advisors, portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Tax related services, administrative services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
01/10/2024 - Present
Synovus Securities, Inc. (ATHENS GA)
NC
06/28/2022 - 01/09/2024
THORNBURG SECURITIES CORPORATION (Davidson NC)
CT
02/20/2018 - 06/10/2022
VOYA INVESTMENTS DISTRIBUTOR, LLC (WINDSOR CT)
GA
01/28/2014 - 02/16/2018
ALPS DISTRIBUTORS, INC. (WATKINSVILLE GA)
GA
11/07/2013 - 01/14/2014
JOHN HANCOCK DISTRIBUTORS LLC (ATLANTA GA)
GA
02/29/2012 - 02/01/2013
UBS FINANCIAL SERVICES INC. (ATLANTA GA)
MA
04/08/2008 - 01/04/2012
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (ANDOVER MA)
BOTH
Issued 03/20/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/15/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2010
Series 7 - General Securities Representative Examination
BC
Issued 04/07/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Comer Woodruff is the right advisor for you? Invested Better is here to help.