Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Colton? Claim Your ProfileColton John Farrell is a registered representative with Northwestern Mutual Investment Services, LLC. Colton holds a Series 7TO and a Series 63 license, and is registered with the state of Texas and Iowa. Colton has been in the financial industry since December 5, 2022. Previously, Colton was affiliated with TD Ameritrade, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
TX
03/27/2024 - Present
Northwestern Mutual Investment Services, LLC (ADDISON TX)
TX
02/03/2021 - 05/25/2022
TD AMERITRADE, INC. (Southlake TX)
BC
Issued 02/25/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/03/2021
Series 7TO - General Securities Representative Examination
BC
Issued 12/03/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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