Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Colton? Claim Your ProfileColton Duffy is a registered representative with Northwestern Mutual Investment Services, LLC. Colton has been in the securities industry for over 10 years. Colton is registered to provide securities and investment advisory services in Arizona, California, Colorado, and Texas. Colton is also registered to provide investment advisory services in Colorado. Colton has earned the Series 6, 7, 63, and 66 licenses, as well as the SIE exam. Colton is a graduate of Colorado State University.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CO
04/24/2015 - Present
Northwestern Mutual Investment Services, LLC (DENVER CO)
BOTH
Issued 04/23/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/31/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/2014
Series 7 - General Securities Representative Examination
BC
Issued 10/04/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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