Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Colton? Claim Your ProfileColton Evan Fergus is a financial advisor currently registered with Arete Wealth Management, LLC. Colton Fergus has been in the industry since 2019 and has been registered with the firm since 2023. Previously, Colton Fergus worked with Prudential Investment Management Services LLC, Lincoln Financial Distributors, Inc., and Pruco Securities, LLC. Colton Fergus has passed the Series 6, Series 7, Series 63, and SIE exams and holds registrations in 48 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
04/03/2023 - Present
Arete Wealth Management, LLC (CHICAGO IL)
NJ
03/20/2019 - 04/15/2021
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
PA
05/15/2018 - 04/01/2019
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
NJ
09/11/2017 - 05/15/2018
PRUCO SECURITIES, LLC. (MARLTON NJ)
BC
Issued 11/21/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/10/2022
Series 7TO - General Securities Representative Examination
BC
Issued 11/10/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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