Unclaimed
Collin Smith is a registered representative with UBS Securities LLC. Collin has been in the industry since August 2022. Collin holds the Series 79TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/20/2022 - Present
UBS Securities LLC (New York NY)
BC
Issued 08/20/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/20/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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