Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Collin? Claim Your ProfileCollin Rice is an active financial advisor with J.P. Morgan Securities LLC. Collin has been in the industry since 2014 and has a broad range of experience. Collin has experience in investment banking, having earned the Series 79 license and has extensive experience in the securities industry, having also earned the Series 63 and SIE licenses. Collin is registered in Connecticut and Idaho.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
CA
08/28/2024 - Present
J.p. Morgan Securities LLC (SAN FRANCISCO CA)
PR
06/05/2017 - 12/16/2019
COMCAP LLC (SAN JUAN PR)
NC
02/04/2015 - 05/10/2016
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
CA
12/04/2014 - 01/22/2015
CREO CAPITAL SECURITIES, LLC (LOS ANGELES CA)
BC
Issued 08/08/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/22/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/08/2024
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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