Unclaimed
Collin Phillip James is a financial professional who has been in the industry since March 2016. Collin is currently registered with Cetera Advisor Networks LLC. Collin holds the Series 6, Series 63, and SIE licenses. Collin is licensed in Kentucky and Tennessee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TN
03/29/2016 - Present
Cetera Advisor Networks LLC (DICKSON TN)
BC
Issued 04/21/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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