Unclaimed
Collin P. Nicol is a financial professional with Northwestern Mutual Investment Services, LLC. Collin is registered in 10 states and holds the Series 63, Series 6TO and SIE licenses. Collin's career in the financial services industry began in November 2020. Collin is located at the Potsdam, NY branch of Northwestern Mutual Investment Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NY
11/30/2020 - Present
Northwestern Mutual Investment Services, LLC (Potsdam NY)
BC
Issued 12/14/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/30/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/30/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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