Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Collin? Claim Your ProfileCollin Lacy is a financial advisor with Northwestern Mutual Investment Services, LLC. Collin Lacy has been in the securities industry for more than 6 years. Collin Lacy is registered with the state of California as an Investment Advisor Representative. Collin Lacy holds the Series 63, Series 65, Series 7, and SIE licenses. Collin Lacy is a 100% owner of 203A Tombstone Canyon Road and a 25% owner of Maple Street Baby LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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CA
01/01/2025 - Present
Northwestern Mutual Investment Services, LLC (IRVINE CA)
WI
09/19/2018 - 07/01/2019
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Milwaukee WI)
BC
Issued 11/02/2022
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/20/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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