Unclaimed
Collin Mahoney is a registered representative with Mizuho Securities USA LLC. Collin has been in the financial industry since February 11, 2011. Collin holds the Series 7, 55, 57TO, and SIE licenses. Collin is registered in 52 states and the District of Columbia. Prior to joining Mizuho Securities USA LLC, Collin worked at Macquarie Capital (USA) Inc. and BTIG, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/03/2019 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
09/20/2018 - 11/08/2019
MACQUARIE CAPITAL (USA) INC. (NEW YORK NY)
NY
11/30/2010 - 07/31/2018
BTIG, LLC (NEW YORK NY)
BC
Issued 01/10/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/2012
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/29/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
Not sure Collin Mahoney is the right advisor for you? Invested Better is here to help.