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Collin King Teague

Siebert Williams Shank & CO., LLC

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About Collin King Teague

Collin King Teague is a financial professional with over 18 years of experience in the securities industry. Collin has a strong background in investment banking and municipal securities. Currently, Collin is registered with Siebert Williams Shank & Co., LLC and is licensed to provide securities advice in 20 states. Prior to his current role, Collin was employed by Morgan Stanley & Co. LLC, BOFA Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Goldman Sachs & Co. LLC.

Firm Information

Collin Teague is currently registered with Siebert Williams Shank & CO., LLC. Siebert Williams Shank & CO., LLC is a Limited Liability Company that was formed in March 1997. The firm is registered in all 50 states and with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

88

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Collin Teague’s Registration & Firm History

NY

05/01/2024 - Present

Siebert Williams Shank & CO., LLC (NEW YORK NY)

NY

06/10/2022 - 04/26/2024

MORGAN STANLEY & CO. LLC (NEW YORK NY)

NY

05/10/2019 - 05/17/2022

BOFA SECURITIES, INC. (NEW YORK NY)

NY

06/20/2017 - 05/10/2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

08/29/2005 - 06/28/2017

GOLDMAN SACHS & CO. LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/20/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/15/2017

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/21/2017

Series 50 - Municipal Advisor Representative Qualification Exam

BC

Issued 08/26/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Collin King Teague.
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