Unclaimed
Collin Kenneth West is a registered representative with Fidelity Brokerage Services LLC, a firm with an active Broker-Dealer scope and a not-in-scope Investment Advisor scope. Collin is a licensed broker with the Series 6, Series 7, Series 24 and Series 26 licenses. Collin has over 20 years of experience in the financial services industry. Collin is registered in 24 states, including California, Texas, Massachusetts, and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
12/20/2017 - Present
Fidelity Brokerage Services LLC (HERMOSA BEACH CA)
CA
01/04/2017 - 11/21/2017
TRANSAMERICA CAPITAL, INC. (Manhattan Beach CA)
CA
02/01/2003 - 01/04/2017
TRANSAMERICA INVESTORS SECURITIES CORPORATION (LOS ANGELES CA)
CA
04/30/2001 - 02/01/2003
TRANSAMERICA SECURITIES SALES CORPORATION (LOS ANGELES CA)
BC
Issued 11/02/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/26/2018
Series 24 - General Securities Principal Examination
BC
Issued 02/25/2014
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/2018
Series 7 - General Securities Representative Examination
BC
Issued 04/27/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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