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Collin Kenneth West

Fidelity Brokerage Services LLC

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About Collin Kenneth West

Collin Kenneth West is a registered representative with Fidelity Brokerage Services LLC, a firm with an active Broker-Dealer scope and a not-in-scope Investment Advisor scope. Collin is a licensed broker with the Series 6, Series 7, Series 24 and Series 26 licenses. Collin has over 20 years of experience in the financial services industry. Collin is registered in 24 states, including California, Texas, Massachusetts, and Utah.

Firm Information

Collin West is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Collin West’s Registration & Firm History

CA

12/20/2017 - Present

Fidelity Brokerage Services LLC (HERMOSA BEACH CA)

CA

01/04/2017 - 11/21/2017

TRANSAMERICA CAPITAL, INC. (Manhattan Beach CA)

CA

02/01/2003 - 01/04/2017

TRANSAMERICA INVESTORS SECURITIES CORPORATION (LOS ANGELES CA)

CA

04/30/2001 - 02/01/2003

TRANSAMERICA SECURITIES SALES CORPORATION (LOS ANGELES CA)

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Licenses & Designations

BC

Issued 11/02/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/26/2018

Series 24 - General Securities Principal Examination

BC

Issued 02/25/2014

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/28/2018

Series 7 - General Securities Representative Examination

BC

Issued 04/27/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Collin Kenneth West.
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