Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Collin? Claim Your ProfileCollin James Rice is a financial advisor with D.a. Davidson & Co. Collin has been in the industry since October 2018. Collin is registered with 51 states and has a variety of licenses, including Series 7, 50, 52TO, 53 and 63. Collin specializes in providing financial planning services to individuals, businesses, and charitable organizations. Collin is committed to helping clients achieve their financial goals. Collin has also worked with various financial institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
10/05/2018 - Present
D.a. Davidson & Co. (DENVER CO)
BC
Issued 10/24/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/15/2020
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/24/2021
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 02/08/2019
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/06/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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