Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Collin? Claim Your ProfileCollin Gregory Plotts is a financial advisor with 49 Financial. Collin has been in the industry since 2018. Collin is registered in Texas. Collin has passed the Uniform Securities Agent State Law Examination (Series 63), Uniform Combined State Law Examination (Series 66), General Securities Representative Examination (Series 7) and Securities Industry Essentials Examination (SIE). Collin has experience in financial planning, portfolio management for businesses and individuals, and selection of other advisors. Collin's previous firms include AXA Advisors, LLC, Purshe Kaplan Sterling Investments, and PKS Investments. Collin has over 3,364 clients and manages over $566 million in assets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
05/25/2023 - Present
49 Financial (AUSTIN TX)
TX
09/17/2022 - 01/16/2024
PURSHE KAPLAN STERLING INVESTMENTS (Austin TX)
TX
10/31/2019 - 09/28/2020
PURSHE KAPLAN STERLING INVESTMENTS (Austin TX)
TX
10/03/2018 - 10/30/2019
AXA ADVISORS, LLC (DALLAS TX)
BOTH
Issued 05/25/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/01/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/04/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2018
Series 7 - General Securities Representative Examination
Active
Inactive
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