Unclaimed
Collin Pederson is a financial professional with over 5 years of experience in the securities industry. Collin is registered with Oppenheimer & Co. Inc. in Minnesota and Massachusetts. Collin has passed the Series 7, Series 9, Series 10, Series 63, Series 99TO, and SIE exams. Collin is a licensed securities agent. Collin works at the Minneapolis branch of Oppenheimer & Co. Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
MN
09/28/2017 - Present
Oppenheimer & Co. Inc. (MINNEAPOLIS MN)
BC
Issued 06/07/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/08/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/06/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2017
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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