Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Collin? Claim Your ProfileCollin A. Pike is a financial professional registered with Charles Schwab & Co., Inc. Collin A. Pike is registered in the state of Arizona as a Registered Representative and Investment Adviser Representative. Collin A. Pike has been in the industry since May 12, 2014. Prior to joining Charles Schwab & Co., Inc., Collin A. Pike was employed with TD Ameritrade Clearing, Inc. Collin A. Pike holds licenses in both Broker-Dealer and Investment Adviser roles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
AZ
05/26/2016 - Present
Charles Schwab & CO., Inc. (Phoenix AZ)
NE
06/11/2021 - 07/26/2022
TD AMERITRADE CLEARING, INC. (OMAHA NE)
BOTH
Issued 05/25/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/16/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/21/2016
Series 24 - General Securities Principal Examination
BC
Issued 12/15/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/18/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/2015
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/13/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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