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Collier Vaughn Pecht

Foreside Fund Services, LLC

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About Collier Vaughn Pecht

Collier Vaughn Pecht is a registered representative with Foreside Fund Services, LLC and holds the Series 63, Series 7TO, and SIE licenses. Collier is registered to sell securities in 12 states. Collier joined Foreside Fund Services, LLC on February 26, 2024.

Firm Information

Collier Pecht is currently registered with Foreside Fund Services, LLC. Foreside Fund Services, LLC is a Limited Liability Company formed in 1998. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

625

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Collier Pecht’s Registration & Firm History

GA

02/26/2024 - Present

Foreside Fund Services, LLC (Atlanta GA)

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Licenses & Designations

BC

Issued 03/28/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/26/2024

Series 7TO - General Securities Representative Examination

BC

Issued 11/17/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Collier Vaughn Pecht.
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