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Colleen Wohlrab Babington

Wolfe Research Securities

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About Colleen Wohlrab Babington

Colleen Wohlrab Babington is a registered representative with Wolfe Research Securities. Colleen has a Series 7TO, Series 63, Series 87 and SIE. Colleen has been in the industry since April 07, 2024. Colleen is registered in Massachusetts and New York.

Firm Information

Colleen Babington is currently registered with Wolfe Research Securities. Wolfe Research Securities is a Limited Liability Company formed in August 2009. It is registered with the SEC and is licensed to operate in 48 states.

Not reported

Assets Under Management

Not reported

Total Clients

15

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Colleen Babington’s Registration & Firm History

MA

04/08/2024 - Present

Wolfe Research Securities (Boston MA)

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Licenses & Designations

BC

Issued 05/11/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/20/2024

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 04/06/2024

Series 7TO - General Securities Representative Examination

BC

Issued 02/17/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Colleen Wohlrab Babington.
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