Unclaimed
Colleen Wohlrab Babington is a registered representative with Wolfe Research Securities. Colleen has a Series 7TO, Series 63, Series 87 and SIE. Colleen has been in the industry since April 07, 2024. Colleen is registered in Massachusetts and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
04/08/2024 - Present
Wolfe Research Securities (Boston MA)
BC
Issued 05/11/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/20/2024
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 04/06/2024
Series 7TO - General Securities Representative Examination
BC
Issued 02/17/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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