Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Colleen? Claim Your ProfileColleen Tobey is a financial professional with over 20 years of experience in the industry. Colleen is currently registered with Cetera Investment Advisers LLC and is licensed in 18 states. Colleen specializes in providing financial planning and investment advice to individuals, businesses, and retirement plans. Colleen is committed to providing her clients with personalized financial guidance and helping them achieve their financial goals.
BALLSTON SPA, NY
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
03/21/2024 - Present
Cetera Investment Advisers LLC (BALLSTON SPA NY)
IA
Issued 9/29/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 4/22/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/6/2021
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/22/2020
Series 24 - General Securities Principal Examination
BC
Issued 9/17/2021
Series 52TO - Municipal Securities Representative Examination
BC
Issued 11/11/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/8/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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