Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Colleen? Claim Your ProfileColleen Sue Lundy is a financial advisor with Raymond James Financial Services Advisors, Inc. Colleen has been in the industry since August 12, 1991. Colleen is registered to provide investment advice in Alaska, Arizona, California, Florida, Hawaii, Illinois, Indiana, Minnesota, Missouri, Oregon, Texas, Washington and Wisconsin. Colleen also has experience working with Edward Jones, D.E. Frey & Company, Inc., Yee, Desmond, Schroeder & Allen, Inc., S. B. Cantor & Co., Inc., Yeager Securities, Inc., and The Stuart-James Company, Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
AZ
01/26/2021 - Present
Raymond James Financial Services Advisors, Inc. (Scottsdale AZ)
AZ
04/26/2002 - 02/21/2012
EDWARD JONES (SCOTTSDALE AZ)
CO
07/15/1993 - 05/18/2000
D.E. FREY & COMPANY, INC. (DENVER CO)
AZ
12/07/1992 - 07/16/1993
YEE, DESMOND, SCHROEDER & ALLEN, INC. (PHOENIX AZ)
NY
11/12/1991 - 06/26/1992
S. B. CANTOR & CO., INC. (NEW YORK NY)
NA
06/07/1989 - 10/17/1990
YAEGER SECURITIES, INC.
NA
02/23/1988 - 05/30/1989
THE STUART-JAMES COMPANY, INCORPORATED
BC
Issued 03/01/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/02/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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