Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Colleen? Claim Your ProfileColleen Newell is a financial advisor with over 20 years of experience in the industry. Colleen is currently registered with Raymond James & Associates, Inc. and has been a registered representative since 2003. Colleen has held previous positions with Kestra Investment Services, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and UBS Financial Services Inc. Colleen offers financial planning, portfolio management, and other advisory services for individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
09/21/2023 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
FL
02/28/2020 - 08/31/2023
KESTRA INVESTMENT SERVICES, LLC (Ponte Vedra Beach FL)
FL
12/08/2010 - 03/16/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PONTE VEDRA BEACH FL)
FL
11/14/2008 - 11/18/2010
UBS FINANCIAL SERVICES INC. (PONTE VEDRA BEACH FL)
FL
02/06/2004 - 11/18/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PONTE VEDRA BEACH FL)
NY
01/06/2004 - 01/13/2004
NEW ENGLAND SECURITIES (NEW YORK NY)
MN
09/17/2003 - 11/11/2003
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
09/17/2003 - 11/11/2003
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 10/03/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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