Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Colleen? Claim Your ProfileColleen McCaffery is a financial advisor with Truist Investment Services, Inc. Colleen has been working in the financial industry since 1995. Colleen previously worked at Wells Fargo Clearing Services, LLC. Colleen has Series 7 and Series 63 licenses and has passed the SIE and Series 65 exams. Colleen holds registrations in 23 states. Colleen specializes in portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wrap fee product and financial profiling services using desktop software
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
01/24/2023 - Present
Truist Advisory Services, Inc. (CHICAGO IL)
IL
01/03/2011 - 05/04/2022
WELLS FARGO CLEARING SERVICES, LLC (NORTHBROOK IL)
IL
02/12/2001 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (CHICAGO IL)
NY
12/23/1998 - 01/18/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IL
08/15/1996 - 01/01/1999
FIRST CHICAGO NBD INVESTMENT SERVICES, INC. (CHICAGO IL)
NY
03/15/1995 - 08/02/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 3/9/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 9/5/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/14/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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