Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Colleen? Claim Your ProfileColleen R. Murdock is a financial advisor with over 20 years of experience in the industry. Colleen currently works for J.p. Morgan Securities LLC. Before joining J.p. Morgan Securities LLC, Colleen worked for PRUCO SECURITIES, LLC., J.P. MORGAN SECURITIES LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and W. H. REAVES & CO., INC.. Colleen is licensed to provide financial advice in several states, including California, Connecticut, Florida, New Jersey and New York. Colleen specializes in providing financial advice to individuals and families, corporations or other businesses, insurance companies and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
04/12/2024 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NJ
01/11/2019 - 09/29/2021
PRUCO SECURITIES, LLC. (Basking Ridge NJ)
NY
01/26/2016 - 01/08/2019
J.P. MORGAN SECURITIES LLC (New York NY)
NJ
11/09/2010 - 06/19/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)
NJ
07/23/2008 - 01/05/2010
W. H. REAVES & CO., INC. (JERSEY CITY NJ)
NY
07/22/1997 - 04/03/2008
HKC SECURITIES, INC. (NEW YORK NY)
BC
Issued 05/10/2024
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 02/14/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/12/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/21/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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