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Colleen Pamela Raborn-franz

Newedge Securities, Inc.

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About Colleen Pamela Raborn-franz

Colleen Raborn-franz has been in the financial services industry since 2011. Colleen is currently registered with Newedge Securities, Inc. in Beachwood, OH. Previously, Colleen was registered with LPL FINANCIAL LLC in Beachwood, OH. Colleen holds Series 6, Series 63 and SIE licenses. Colleen is licensed in Florida, Michigan, New Hampshire, North Carolina, Ohio and Pennsylvania.

Firm Information

Colleen Raborn-franz is currently registered with Newedge Securities, Inc.. Newedge Securities, Inc. is a Corporation formed on December 14, 1981. The firm is registered with the SEC and in 53 states. Newedge Securities, Inc. has a history of disclosures including 7 Regulatory Events, 1 Civil Event, and 3 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

68

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Colleen Raborn-franz’s Registration & Firm History

OH

01/02/2013 - Present

Newedge Securities, Inc. (BEACHWOOD OH)

OH

08/23/2011 - 12/21/2012

LPL FINANCIAL LLC (BEACHWOOD OH)

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Licenses & Designations

BC

Issued 02/05/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/22/2011

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Colleen Pamela Raborn-franz.
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