Unclaimed
Colleen Raborn-franz has been in the financial services industry since 2011. Colleen is currently registered with Newedge Securities, Inc. in Beachwood, OH. Previously, Colleen was registered with LPL FINANCIAL LLC in Beachwood, OH. Colleen holds Series 6, Series 63 and SIE licenses. Colleen is licensed in Florida, Michigan, New Hampshire, North Carolina, Ohio and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OH
01/02/2013 - Present
Newedge Securities, Inc. (BEACHWOOD OH)
OH
08/23/2011 - 12/21/2012
LPL FINANCIAL LLC (BEACHWOOD OH)
BC
Issued 02/05/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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