Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Colleen? Claim Your ProfileColleen Dooley is a financial professional with over 20 years of experience in the financial services industry. Colleen is a Registered Principal with J.P. Morgan Securities LLC and holds several licenses and registrations including Series 4, 7, 9, 10, 24, 63, 79TO, 99TO, and SIE. Colleen's prior experience includes positions at J.P. Morgan Securities Inc. and J. P. Morgan Advisory Services Inc. Colleen specializes in providing financial advice to individuals, corporations, and institutions, including high-net-worth clients, pension and profit-sharing plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
10/01/2008 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
GA
04/29/2001 - 10/01/2008
J.P. MORGAN SECURITIES INC. (ATLANTA GA)
NY
04/18/2001 - 05/01/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
03/07/2000 - 04/25/2001
J. P. MORGAN ADVISORY SERVICES INC. (NEW YORK NY)
NY
02/16/2000 - 03/07/2000
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 06/26/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/25/2002
Series 4 - Registered Options Principal Examination
BC
Issued 04/26/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/17/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/26/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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