Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Colleen? Claim Your ProfileColleen Nicole Cooper is a financial advisor with Raymond James Financial Services Advisors, Inc. Colleen has been in the industry for over 7 years. Colleen has a Series 66, Series 7, Series 9, and Series 10 license. Colleen is registered in 23 states including Arizona, California, Colorado, and more. Colleen has experience in providing financial planning, portfolio management, and other advisory services for individuals, businesses, and organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
IN
01/31/2024 - Present
Raymond James Financial Services Advisors, Inc. (MUNCIE IN)
BOTH
Issued 11/10/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/03/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/11/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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