Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Colleen? Claim Your ProfileColleen Nesslar is an investment advisor representative with over 29 years of experience in the financial services industry. Colleen is currently registered with Wealth Enhancement Advisory Services, LLC and has previously held positions with RAYMOND JAMES FINANCIAL SERVICES, INC., LPL FINANCIAL LLC, CHARLES SCHWAB & CO., INC., and INVESCO DISTRIBUTORS, INC. Colleen specializes in providing investment advice and financial planning services to individuals, corporations, and charitable organizations. Colleen holds the Series 6, 7, 9, 10, 63, and 66 licenses, and has earned the SIE designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Erisa 3(38) investment manager
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees received from third party investment advisors
1
2
MN
09/29/2023 - Present
Wealth Enhancement Advisory Services, LLC (PLYMOUTH MN)
WI
07/15/2022 - 09/20/2023
RAYMOND JAMES FINANCIAL SERVICES, INC. (LAKE GENEVA WI)
IL
07/01/2021 - 04/01/2022
LPL FINANCIAL LLC (WESTCHESTER IL)
IL
08/13/2018 - 06/28/2021
CHARLES SCHWAB & CO., INC. (Oak Brook IL)
TX
04/29/1994 - 12/03/1999
INVESCO DISTRIBUTORS, INC. (HOUSTON TX)
BOTH
Issued 06/29/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/31/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/29/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/12/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2018
Series 7 - General Securities Representative Examination
BC
Issued 04/27/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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