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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Colleen? Claim Your ProfileColleen McGuire Tremblay is an active financial advisor with Morgan Stanley, a firm with approximately $10 billion - $50 billion in assets under management. Colleen has been in the industry since August 19, 2000 and is registered in 41 states. Colleen holds the Series 7, 24, 63 and 65 licenses. In addition to working with individuals and families, Colleen also works with clients such as investment clubs, insurance companies, charitable organizations, corporations, and pension plans. Colleen's services include asset allocation advice, financial planning, pension consulting, educational seminars, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
VT
01/20/2016 - Present
Morgan Stanley (Colchester VT)
VT
01/14/2014 - 12/10/2015
AXA ADVISORS, LLC (BURLINGTON VT)
VT
05/22/2013 - 12/10/2013
MORGAN STANLEY (BURLINGTON VT)
OH
05/04/2009 - 06/06/2011
LONGBOW SECURITIES, LLC (INDEPENDENCE OH)
CA
04/26/2004 - 03/04/2009
NEEDHAM & COMPANY, LLC (SAN FRANCISCO CA)
NY
06/29/1998 - 04/16/2004
UBS SECURITIES LLC (NEW YORK NY)
CT
04/30/1998 - 06/29/1998
SBC WARBURG DILLON READ INC. (STAMFORD CT)
IA
Issued 07/26/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/06/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/19/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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