Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Colleen? Claim Your ProfileColleen McElroy-mathis is a registered representative at Wells Fargo Advisors Financial Network, LLC. Colleen is a highly experienced advisor with over 25 years in the financial services industry. Colleen has a broad range of experience and licenses, including Series 7, 9, 10, 24, 63, and 66. Colleen is committed to helping her clients reach their financial goals, providing investment consulting services to institutional clients and offering a range of financial planning services. Colleen is registered to offer investment advice in 48 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
01/03/2008 - Present
Wells Fargo Advisors Financial Network, LLC (ST. LOUIS MO)
NC
08/30/2007 - 12/18/2007
HATTERAS CAPITAL (RALEIGH NC)
VA
04/12/2007 - 07/30/2007
WACHOVIA SECURITIES FINANCIAL NETWORK, LLC (RICHMOND VA)
MO
11/24/2004 - 04/12/2007
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
OH
02/08/2002 - 07/30/2004
CAPITAL ANALYSTS, INCORPORATED (CINCINNATI OH)
NE
08/20/1996 - 08/22/2001
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
BOTH
Issued 12/30/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/30/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/20/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/12/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2011
Series 3 - National Commodity Futures Examination
BC
Issued 08/19/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Colleen McElroy-mathis is the right advisor for you? Invested Better is here to help.
