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Colleen Maura Lotto

Charles Schwab & CO., Inc.

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About Colleen Maura Lotto

Colleen Maura Lotto is a financial advisor with over 14 years of experience in the industry. Colleen is currently registered with Charles Schwab & CO., Inc. in the Wayne, PA branch. Colleen is also a Certified Financial Planner. Colleen has a wide range of experience, including working with Fidelity Brokerage Services LLC and Vanguard Marketing Corporation. Colleen is registered with the state of Pennsylvania as an Investment Advisor Representative and a Registered Representative. She is also registered with the state of Pennsylvania and other states as an Investment Advisor Representative.

Firm Information

Colleen Lotto is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Colleen Lotto’s Registration & Firm History

PA

03/08/2019 - Present

Charles Schwab & CO., Inc. (Wayne PA)

PA

02/26/2010 - 02/25/2019

FIDELITY BROKERAGE SERVICES LLC (KING OF PRUSSIA PA)

PA

07/07/2005 - 02/03/2010

VANGUARD MARKETING CORPORATION (MALVERN PA)

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Licenses & Designations

BOTH

Issued 05/27/2011

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/14/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/29/2010

Series 7 - General Securities Representative Examination

BC

Issued 07/06/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Colleen Maura Lotto.
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